Academic Leave for Faculty - Responsibility for Approving
| TO: |
Academic Deans, Department Heads, and Regional Campus Directors |
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| FROM: |
Fred Maryanski, Vice Chancellor for Academic Administration |
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| DATE: |
October 18, 1997 |
Effective August 23, 1997, the Chancellor has delegated responsibility
for approval of a leave request to the academic deans. This action is consistent
with the Two-Signature Rule and the decentralization of administrative
responsibility. Approval of the leave involves final signatory authority
on the Academic Leave Form (a revised version of which is attached.) For
staff and administrators, approval of a leave is delegated to the Chancellor's
direct report who has responsibility for that unit. The Chancellor will
approve leaves for all direct reports.
The most common issues regarding leaves are discussed below in order
to assist you in processing these requests. Note that the requirements
of activities during a sabbatical and the reporting requirements upon return
appear in the University Bylaws.
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Time between faculty sabbatical leaves - Faculty are eligible for
sabbatical leave after 12 consecutive semesters of service, or 12 semesters
over 7 years with an approved leave. That is, the sabbatical clock is reset
if more than 2 semesters of leave occur. Note that medical leaves do not
necessarily impact the sabbatical clock. Example: A faculty member who
has a sabbatical leave in the Fall of 1996 and is on leave without pay
during the 1998-99 academic year is eligible for a sabbatical in the Spring
of 2004. Had they not taken the leave, they would be eligible for a sabbatical
in the Spring of 2003. But, if the faculty member received an additional
Leave Without Pay in the Fall of 2001, they will not complete the 12 semesters
in 7 years until Spril 2006. (The best way to do determine availability
is to write it out and count the semesters.)
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Sabbaticals for one semester at full pay - the department and school
or college must assume responsibility for covering the faculty member's
duties during the leave as no funds are released as a result of the leave.
Regional campuses should budget temporary labor funds with the expectation
that a certain number of such sabbaticals will occur in a given year.
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Sabbaticals for one year at half-pay - Leaves of this type provide
the school or college with 50% of the faculty member's salary and fringe
benefits to hire replacements on either the regular or special payroll.
For regional campus faculty, the dean must work with the campus director
to determine the replacement needs of the campus. One-year sabbaticals
may occur in any two consecutive academic semesters.
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Sabbaticals for department heads - When department heads are granted
sabbaticals, they revert to a 9-month appointment since they are relinquishing
their administrative responsibilities. The acting head then receives a
10-month appointment. As the two salaries will almost certainly differ,
the dean's office will bear either the burden or fruits of this transition.
Note that the 10-month appointment is a rate of pay and does not imply
one month of summer salary. The acting head will be paid based upon a 10-month
rate for the duration of the head's sabbatical leave, be it one year or
one semester. Note that the reversion to 9 months applies to any other
faculty administrative appointment in which the incumbent is eligible for
sabbaticals. Deans are not eligible for sabbatical leaves during their
term of office. Payroll authorizations with specific dates are required
for both the department head and the acting head at both ends of the head's
leave.
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Administrative delay of sabbaticals - Sabbatical leave is a privilege
and can be delayed if the department or campus cannot afford programmatically
to have all faculty who request sabbaticals away during a given semester.
In such cases, the time to the next leave is decreased by the administrative
delay.
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Leaves with Pay (Research or research administration) - In certain
situations, the host institution will reimburse the University for the
faculty member's services. The salary and fringe benefits of the employee
would become available to the dean for replacements. In these cases, the
employee should request a Leave With Pay as they will remain on the University's
payroll. The faculty member should understand the impact of the leave upon
the sabbatical eligibility. (See item 1.)
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Leaves without Pay - One-year leaves without pay are granted for
a variety of justifiable reasons. The full amount of the salary and fringe
benefits are available to the dean for replacements. The faculty member
should understand the impact of the leave upon sabbatical eligibility.
(See item 1.) If a second consecutive year of a leave without pay is requested,
it can be granted only if the applicant agrees in writing that they will
either return to the University at the end of the second year or resign
their position.
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Medical leaves - Requests for medical leaves require appropriate
documentation from a physician. Eligibility for a medical leave with pay
depends upon the employee's bargaining unit status and prior history. The
dean gives approval to a medical leave request from a programmatic perspective.
The Office of Human Resources will resolve eligibility issues. Note that
paid medical leaves do not release any funds for replacement costs.
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Tenure clock - The tenure clock stops for medical (including maternity)
and personal leaves unless the faculty member explicitly requests that
it continue. For other leaves, the original tenure decision date remains.
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Distribution of funds freed by a leave- The head of a budgeted unit
(school or college for faculty, school, college, regional campus, oradministrative
unit for staff) has responsibility for distribution of the funds released
by a leave. The Chancellor's Office will neither benefit from nor contribute
to situations arising from leaves.
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Approvals - For Storrs faculty, the department head and dean approve
the leave request. For regional campus faculty, the department head and
dean approve after consulting with the regional campus director. In both
cases, the dean is responsible for financial issues, working with the regional
campus director as appropriate, and for passing the request to Human Resources.
For professional staff, the employee's immediate supervisor and the manager
reporting to the Chancellor approve the request, again after consultation
with the regional campus director. The more senior manager is responsible
for financial arrangements and for passing the request to Human Resources.
In all cases, two managers should approve the request. The Department of
Human Resources will verify the completeness of the forms and prepare an
agenda item for the Board of Trustees. Dean's offices retain the original
and forward copies to Human Resources and the other departments listed
on the application. Mary Ann Lally in Human Resources serves as primary
contact for procedures on academic leaves. Please contact her if you need
an Academic Leave Request Form.
Academic Leave
Request Form